rules set out by the derivatives clearing house. If it appears to the SEC Office that any derivatives clearing house violates or fails to comply with its notifications or rules, or takes inappropriate
contains at least the following matters: 1. roles and responsibilities of the cloud provider and the liabilities to the intermediary in the case that the cloud provider fails to comply with the agreement; 2
the implementation of the debt restructuring plan and the Allocation and Offering of the Newly Issued Ordinary Shares of the Company under the Debt to Equity Conversion Scheme fails in 2.3.2.) In this
Debt to Equity Conversion Scheme fails in 2.3.2.) In this respect, at the beginning of 2016, the Company was contacted by the SSG Group, led by SSG CH, which expressed an intention to offer assistance in
. In this regard, the Office may request for an explanation or clarification of such reports or documents. Clause 11/3. In the case where the investment advisory company violates or fails to comply with
compliance therewith. Clause 23 In the case where the SEC Office finds that any securities company violates or fails to comply with this Notification or the rules issued by the securities company , or acts
securities company violates or fails to comply with this Notification or the rules issued by the securities company, or acts inappropriately regarding securities dealing, the SEC Office may order such
times. In case the representative fails to act under the first paragraph, the management company shall revoke the appointment or change such representative without delay. Clause 13 A management company