. Their misconduct also included arranging or allowing fabrication of accounting records inconsistent with the facts to deceive other persons. The 25 persons charged with the criminal complaints are as
distributing information or document which is false and may be misleading or [ii] concealing material facts which should be informed clearly and may have an impact on decision making of investors, shareholders
applicant or the offer for sale of the structure notes has the characteristics or structure in compliance with the rules or conditions for approval under this Notification but certain facts lead to the
Manual for the Public, the SEC Office shall review the facts according to the procedures and methods specified in the Licensing Manual for the Public and notify the issues and observations derived from the
the original information or documentation; (2) certify that the content and descriptions in the translated version occurred or existed and that material facts have not been concealed. Clause 55 Repealed
responsible person to be Thai nationality; (3) having compliance committee in order to consider facts in respect of violation of standards and ethics regarding appraisal profession. In this regard, at least
certifies that the translated content is accurate to that of the original information or document; (b) certify that the content of the translated information or document is based on facts or real occurrences
from the construction project occurred during the period of the year 2013 – 2015. Due to the aforesaid facts, the financial institutions are unable to provide the financial support such as project
documents and evidence in full from the securities company, except in the case where there is a necessity to conduct further inspection of any facts and the Office has informed the securities company of such