the purpose of compliance with this Notification, the SEC Office is empowered as follows: (1) issuing detailed Notifications under the scope of this Notification in order that any intermediary would

for clients. “member of fund investment committee” means a member of a committee which is appointed or assigned by a fund management company to consider and determine the scope of investment of mutual

extent of the rebound in consumer confidence and household spending. Throughout 2017, the Bank of Thailand maintained the policy interest rate at 1.50 percent, concurring that economic gains had not been

consider and determine the scope of investment of mutual fund, private fund or derivatives investment management. “ investment management assistant ” means a person who performs the duty of assisting

Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of All Types of Debt Securities. Part 1 General Provisions ____________________ Chapter 1 Scope of the Notification and

Scope of the Notification and General Requirements ______________________ 3 Clause 4 This Notification provides criteria for the offering of the debt securities denominated in Thai Baht by foreign entity

voluntarily agreed to waive all or a portion of its management fees and/or reimburse certain expenses of the Fund to the extent necessary to maintain the Fund's total expense ratio (excluding brokerage

of debt securities under Clause 21/1(2) or Clause 21/1(3), the offeror may choose to submit a registration statement by specifying the following information in range or maximum number or using a

for the operation of the machinery in the ERU and all related maintenance of the ERU Project. The scope of services includes the management, operation, and maintenance of the ERU Project, including

size and scope of its credit rating business, this function should be independent of the employees who are principally responsible for determining credit ratings. 1.14 A CRA, in selecting the analyst or