providing services to clients with loyalty while applying knowledge and skills with discretion as professional. In the case of SKFM, SEC ordered the company, a small-sized asset management company whose

’ key barriers to raise fund through the capital market. Consequently, SEC would unlock the gateway by applying following 8 keys.(1)  The seminar entitled “SEC FinTech for SMEs and startups”: This

will grant a special award for first-time participants. The contest is with the objective to select the perfect provident fund model, with excellent and effective management, who is applying good

her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation

applying for a digital asset exchange licence.? The applicants failed to meet the approval criteria regarding important work systems. For example, the systems for custody of client assets and Know Your

additional clarity around taxation applying in relation to incoming passport funds in Australia.  Cameos showing the operation of Australian tax laws were discussed, and the JC noted similar material was being

digital assets would be required to include information disclosure through registration with the SEC Office instead of applying for approval. In addition, the requirement for digital asset offering via

listed on the SET. The said study aimed to create a model for predicting probabilities of falling into financial hardship in cases of listed companies by applying non-complex data and technique. Besides

students with academic excellence, developing analytical skills, applying theory to practice, enhancing presentation skills and occasionally evaluating performance to improve skills and knowledge, had paved

.  ?The OECD?s revised Principles of Corporate Governance could ignite new developments in the Thai capital market. We need cooperation from stakeholders of all sectors in applying these latest guidelines