fine of 333,333.33 baht, and Chompoonuch to a one-year and six-month imprisonment and a fine of 500,000 baht; without suspension of the execution of imprisonment.Information contained in this news

Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a

which will expire by December 31, 2012, the suspension period shall therefore remain until then and the SEC will not consider his renewal application for another six months. The SEC also publicly

Investment Advice dated January 18, 2012. The SEC therefore has suspended {A} for six months. Due to his approval status which will expire by December 31, 2012, the suspension period shall therefore remain

of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel, effective as from October 27, 2014. For {B}'s case, the SEC suspended

already been suspended by his employer for one month; the suspension imposed by the SEC shall remain five months, effective from February 26, 2015.# # # #* Clause 20(2) of the Notification of Capital Market

his employer for 3 months, the suspension imposed by the SEC shall remain 11 months, effective from January 15, 2015.*Clauses 20(1) and 20(2) of the Notification of Capital Market Supervisory Board No

suspension: 4. {E} of Classic Gold Futures Co., Ltd. gave the company's client information for other securities companies to solicit such clients to open trading accounts with them. He also took the account

, each jail term was reduced to five years and four months, making a total of 10 years and 8 months without suspension. On December 22, 2015, the Appeal court affirmed the judgment of the Criminal Court

the offense in an amount of 3,504,418.00 Baht     - a civil monetary penalty of 4,380,522.50 Baht     - a suspension of securities and