applicant shall arrange a financial advisor, whose name appears in the SEC Office’s approved list, to jointly prepare an information in a notice calling for shareholder’s meeting in conforming to Clause 12
prescribed by the SEC Office by virtue of this Notification, or order a suspension of the outsourcing to a service provider if it appears to the SEC Office that the intermediary violates or fails to comply
appropriate. Chapter 3 Powers of the SEC Office ________________________ Clause 61 Repealed. Clause 7 In case a certain fact appears to the SEC Office leading to any of the following reasonable suspicions, the
account opening and entering into the agreement with the client in writing , which shall contain sufficient measures to ensure that the client is the same person as the one appears on the application
appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange
financial advisor on the approved list of the SEC Office. “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders
shall be revised and updated at least every year. (2) in cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is
every year. (2) in cases where a client gives notice of any change in information or a fact appears to an intermediary that any material information of clients is inaccurate or inexact, such information
foreign investment that may enter into the Thai AMC business, which arises the competition in the market. 2.4 The company has estimated the impact of the Land and Building Tax Act that impose specifically