, mutatis mutandis, unless otherwise specified. For the purpose of complying to the specified rules in Paragraph 1, the Office may prescribe details of applying mutatis mutandis of an offer for sale of

last year. Profit & Loss Analysis (Unit : Million Baht unless otherwise stated) Quarter 3 Change 2018 2017 Amount % Change Total Revenues 4,416 4,284 132 +3.1% Sales and service income 4,179 4,052 127

. Alternatively, investors can download registration statement and Prospectus submitted by the Company to the SEC on the SEC’s website Offering Information: Company Name

equivalent position called otherwise, and such person shall be responsible for a line of work relating to securities services, securities operation, supervision of securities operation, or research on

director, a branch manager, and also means any persons holding equivalent position called otherwise and such person shall be responsible for a line of work relating to derivatives services, derivatives

, Insurance Capital Bond (IC Bond), subordinated perpetual bonds, securitized bonds and Net Capital Bond.    ** Except in cases where a method of change has been specified otherwise in the terms and conditions

unlicensed DA business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list of licensed business operators is

months. The civil sanction imposed by the CSC will take effect when the offenders sign a letter of consent to comply. Otherwise, the SEC will submit the case to the public prosecutor for filing a lawsuit

months.   The civil sanction, as imposed by the CSC, will take effect when the offender signs a letter of consent to comply. Otherwise, the SEC will submit the case to the public prosecutor for filing a

bonds, securitized bonds and NC Bond.  ** Except in cases where a method of change has been specified otherwise in the terms and conditions of such bond series.