. Masahiko Fukamachi or Mr. Tadashi Hiroaka, any one of these five persons can sign jointly with either Mr. Narongsak Jivakanun or Ms. Duangkamol Settanung totalling two persons with the Company’s Seal affixed
unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
Contacts will develop their skills and knowledge. The Contacts may participate in either one or more of the following activities namely, (i) attending a training course or seminar organized in-house by a
develop their skills and knowledge. The Contacts may participate in either one or more of the following activities namely, (i) attending a training course or seminar organized in-house by a securities
, parent company, subsidiary company, affiliate company, or person who may have conflicts of interest; (c) not be a parent, spouse, brother, sister and child including spouse of child, either by blood or by
, either by blood or by law, of the director, executive, major shareholder, controlling person or the candidate for the position of director, executive or controlling person of the derivatives business
baht to the SEC Office on the date when such application for examination is filed. 3 Clause 4 The documents and evidence filed with the SEC Office under Clause 3 shall be prepared either in Thai or
Exchange of Thailand (the “SET”) under either Automatic Order Matching (AOM) method or Trade Report method, through securities companies to be appointed by the Company to be a broker of NINE’s shares, one