aspects and age groups is attracting support and endorsement from all sectors. The SEC recognizes and commends businesses that value the importance and benefits of providing knowledge to the public on a
Office of Securities and Exchange Commission No. SorJor. 28/2557 Re: Dissemination of Information relating to Offer for Sale of Units of Real Estate Investment Trust prior to the Effective Date of a
assets, redeeming the mutual fund units without client consent in the following manner, causing damage to the client, who had completely compensated, in the amount totaling 1,027,000 baht: 1
operating performance of the wholly-owned subsidiaries of KBank was also satisfactory in terms of quantity and quality due to the concerted efforts of all units involved. KASIKORN SECURITIES PCL has developed
commissions of the existing and new business groups for stimulate in sales and services. Including, the Company has organize the many important seminars and exhibitions, while this quarter no this expenses. As
investors. “Investment participation” 1 refers to instruments representing rights, divided into units, each with highly standardized terms and conditions, where such instruments are issued for raising funds
to all sectors, leading the way towards enhanced capabilities and higher potential for all stakeholder groups. As for the SEC organization itself, it is important that the SEC team, as a change agent
respondents, SEC has allowed more types of businesses within the four business groups to participate in a regulatory sandbox, as follows: (1) Intermediaries, i.e., securities investment advisory service
efficiency and reduce costs for market participants in all sectors, facilitate equal access to financial services for all target groups, and strengthen competitive edge of the Thai economy
ASEAN Secretariat. The meeting was held at the SEC Office Building on 23 August 2019.The meeting was set to focus on updating further progresses of ACMF Working Groups, with key topics on developing the