by Mr. Khanist. 06/05/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht
. Accordingly, Mr. Khanist shall be liable to the civil sanctions specified for NEX as well. 06/05/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
failed to comply with the rules http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 38/2024 Dated 13/05/2024 UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and
On 25 November 2023, the SEC ordered Zipmex to rectify its financial condition to comply with the rules on fund maintenance as the company failed to do so and subsequently suspended its business
period. Additionally, the company failed to prepare and submit reports on its information technology systems to the SEC within deadline. Therefore, Longroot was deemed to have failed to comply with the
(SEA). The SEC will later work on details of regulations.2. LBDU licensees that submit orders for investment unit trading through members of the Stock Exchange of Thailand (SET) must comply with net
any person as a co-advertising producer, such person must be subject to supervision to comply with the relevant rules. On sales promotions, it must not persuade or urge investors to make investment
subsidiaries regularly comply with the policy and practices. Last updated on 12 August 2024