using material non- public information for Mr.Suwat's profit. 12/06/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
>20/07/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 333,333.30 Baht SEC Act
material information which has not yet been disclosed to the public. 01/04/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
Mr.Boonchai Jirapongtrakul . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of
MR. CHAMROEN PHOTHIYOD MR. CHAMROEN PHOTHIYOD 19/11/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a
additional capital at a rate commensurate with the size and degree of business operations. Both asset management companies and trust managers must comply with relevant regulations governing their respective
The SEC Civil Sanction Committee (CSC) had earlier resolved to impose civil sanctions on all four offenders of this case, among which only two agreed to comply with the specified civil sanctions
by Mr. Khanist. 06/05/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 500,000.00 Baht
. Accordingly, Mr. Khanist shall be liable to the civil sanctions specified for NEX as well. 06/05/2025 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :
On 25 November 2023, the SEC ordered Zipmex to rectify its financial condition to comply with the rules on fund maintenance as the company failed to do so and subsequently suspended its business