in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
causes a movement or change in the client’s assets under custody of such securities company or in cases under the second paragraph. In cases where it appears that a client does not have any transaction
last business day of each month to the client within the fifth business day of the following month, except the month where no transaction causes a movement or change in the client’s assets under custody
Promisors will not sell, transfer, pledge or impose any collateral conditions which causes the held Trust’s units less than the proportion as set forth without prior written consent from the Trust. (b) PD and
revocation of approval. Clause 32 In case the SEC Office has suspended the approval period which causes an appraisal company in capital market or a lead appraiser unable to operate throughout the remaining
revocation of approval. Clause 27/11 In cases where a fact appears in relation to the grounds under Paragraph 1 of Clause 27, the SEC Office may not refer such grounds as the causes for suspending or revoking
Company has negative cash flow from having losses from operation for several consecutive years. Causes are from change in media consumption behavior from print media to online media and overall economic
causes such director to lend additional loan),the share purchase price shall be decreased in order to maintain the total amount of share purchase price and Director’s Loan in the limit of THB 315,000,000
Companies shall conduct an assessment on risks and possibility of major operational disruptions by assessing on an emergency incident, which causes a disruption and business impacts in either short, medium or