operators to deal with Covid-19 situation. All of them confirm the readiness to provide services related to securities trading continuously and have business continuity plans in case of emergency.  In

Earlier, the SEC issued regulations on establishment and management of high-yield bond funds, which have been effective since 1 August 2021. The regulations aim to provide bridge financing for high

Thailand will provide to each other with regard to cross-border equity offering and depositary receipt (DR), which can make a strong contribution to the successful implementation. Enhancing cooperation

continues. Therefore, SEC has filed a criminal complaint against all three persons with ECSD. In this regard, any person affected from such unlicensed activities should call ECD at 0-2237-7535 to provide

the competition, align and enhance the supervision of alike activities, and provide investors with proper protection. SEC therefore invites public to submit their comments on the proposed amendment

and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide

to promote, assist, advise, and educate public about legal matters. The Council, therefore, set up a Committee to provide legal assistance to public. It is the mission of Lawyers Council to provide

Essentially, the new rules allow securities brokers and derivatives agents to provide two types of trading services of capital market products that respond to investors’ demands more efficiently

trusts (REIT). It is expected to be effective in January 2019.Even though Thailand has already had in effect the rules permitting foreign investment advisors to provide advisory services to Thai

in the capital market sector should therefore sufficiently provide necessary resources and focus on coordination among agencies, especially exchanging information necessary for prevention and