1 (IC complex 1**) for 10 years, effective from 27 September 2023.***In deliberating the imposition of administrative sanctions above, the SEC has taken into account the following factors, i.e
further appropriate action can be taken in time.? ______________________________ *Failure to perform duties honestly under Clause 23(1) and failure to perform duties
Rapee Sucharitakul said: ?These amendments are important to the promotion and development of the Thai capital market. We have taken into consideration the comments and suggestions gathered from the public
implementation and serve stakeholder needs better. Eventually, this would be beneficial to all market participants and the Thai capital market. Additional actions to be taken in the second half of this year aims
implementation 5) Evaluation of board performance,? said Dr. Bandid. Mr. Rapee Sucharitakul, Secretary-General of the Securities and Exchange Commission, Thailand (SEC) said, ?The SEC has taken active roles in
responsible investment management company may request a written clarification from the invested company or a meeting with its independent director or audit committee. If no action is taken thereafter, the
the one who forged the client?s signature in the investment unit buying order for himself, using money that Thanjira had taken from the client?s private fund and investment unit accounts. The signature
commercial banks, insurance companies, issuers and relevant agencies. Their opinions and suggestions were taken into consideration to make sure that revised rules would not hinder fund raising and liquidity