ground to believe that the financial status may cause damage or any other circumstance indicates an ongoing financial problem; (5) having a clear action plan which demonstrates determination for providing
established by the intermediary in order to comply with such criteria. Such measures shall at least control that the outsourcee shall not process any characteristics whereby there is a reason to believe that
intermediary in order to comply with such criteria. Such measures shall at least control that the outsourcee shall not process any characteristics whereby there is a reason to believe that there are weaknesses
such person’s behaviors are not prohibited characteristics as specified in Clause 4 if there is no reasonable ground to believe that the granting of an approval for such person to act as a mutual fund
range of investors; (4) having financial readiness without any reasonable ground to believe that the financial status may cause damage or any other circumstance indicates an ongoing financial problem; (5
services or communication which is able to reach a wide range of investors; (4) having financial readiness without any reasonable ground to believe that the financial status may cause damage or any other