Office of the Securities and Exchange Commission relating to the handling of customer’s complaint, as the case may be, and it appears the fact that; 1. the claimant is not contacted by the complaint
notification of the Office of the Securities and Exchange Commission relating to the handling of customer’s complaint, as the case may be, and it appears the fact that; 1. the claimant is not contacted by the
shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and the person controlling
in writing. There shall be sufficient measures to ensure that a client is the same person as the one appears on the application document, verify identification of the client, the beneficial owner and
ordinary shares profile appears in the attachment) ,who are not the connected person of the Company pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 21/2551 (2008) Re: Rules
appears that such person has deportment as specified above again. Chapter 4 Factors Used for the Consideration of Order by the SEC Office _______________ Clause 32 The SEC Office will use the following
. In case a certain fact appears after acceptance to be the trustee of the REIT that such trustee has lacked independence owing to having any manner specified in the first paragraph, the trustee shall [i
The duties under this Notification of mutual funds and trusts would be ceased when any of the following appears: (1) liquidation of mutual funds or trusts; (2) with respect to infrastructure trusts