, volume, complexity and range of businesses and services as well as associated risks. Zipmex is required to fully comply with the order within three days as from the date on which the SEC notifies the

The Securities and Exchange Commission (SEC) places the utmost importance on the 2026 Integrity and Transparency Assessment (ITA) for government agencies. At the first meeting of the Transparency

The amended regulations on the reporting of changes involve securities, namely shares, convertible securities and derivatives held by directors, executives and auditors of listed companies.** By

gratitude for His Majesty's benevolence and to foster social responsibility within the business sector through social contributions for the benefit of the public, which could subsequently support the

SEC Secretary-General Ruenvadee Suwanmongkol stated that the SEC Board Meeting No. 12/2564 held on 9 June 2021 had passed a resolution approving the Notification of the Securities and Exchange

operators to have more financial planning and consulting services. Basically, an integrated wealth advisor will be consisted of five main elements: (1) surveying and knowing customers with financial health

—within 180 days from the effective date of the notifications.Notes:* Four relevant notifications are:  1. The Notification of the Ministry of Finance Re: Prescription of Conditions for Securities Company

application for approval to the SEC within 180 days from the effective date of the new rules, in respect of any major shareholder who meets the characteristics under the new rules but has not previously

names of foreign personnel of foreign business operators, allowing a more flexible timeframe from one business day in advance to within seven business days from the day investment information or advice

The SEC has ordered Zipmex, by virtue of Clause 13/1(3) of the said Notification, to take steps towards meeting the minimum net capital requirements, taking into account clients’ best interest as