statements, earlier extended to May 31, 2012. Previously, the SEC ordered PRO to rectify its 2011 financial statements due to the limitation of audit scope by the company?s management on the matters concerning
September 30, 2014.Earlier, the SEC notified STHAI to rectify its 2012 financial statements due to the limitation on scope of audit imposed by the company management in various matters including quantities
POLAR’s failure to prepare and submit the financial reports through the transmission system within the period specified in the notification as follows : (1) the reviewed financial statements for Q3/2019 (2
supervisor within seven business days from the date the unit value is found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office
than one Satang or at least one Satang or greater, but less than 0.5 percent of the correct unit value, the management company shall prepare and submit a report on the error to the fund supervisor within
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in
, ThaiBMA offered registration fee discount to those businesses issuing bonds within this year.Vorapol Socatiyanurak, SEC Secretary-General, said that the SEC in collaboration with ThaiBMA launched a project
licensed to undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities