qualifications whereby an IPO applicant shall not get involved in any illegal business. The proposed amendments are in line with the regulations for issuance of newly issued shares of public limited companies
Currently, the IPO regulations specify that an IPO applicant shall not get involved in any illegal business without specifically defining the term. Thus, the term can be broadly interpreted and may
unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities.The SEC has been monitoring and observing events or exhibitions involving booth setups related
Society. The initiative also involves cooperation with Meta (Thailand), the service provider for Facebook and Instagram platforms, as well as LINE (Thailand), to swiftly block illicit channels on their
caution when allowing unlicensed business operators to set up exhibition booths, as this may inadvertently facilitate illegal activities. The SEC has been monitoring and observing events or exhibitions
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She
Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client?s account for her own trading and illegal use of the client's assets. She was
with relevant criteria, such as collecting and evaluating user data, using blockchain forensics tool to identify illicit transactions, reporting information to the SEC, and preparing exit plans from the
investors and prevent illegal platforms from being used as money laundering channels,” released on 29 May 2025: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12047
digital token issuer approved by the SEC. If investors are solicited to invest in digital tokens or find some tips that may lead to illegal business schemes, please contact SEC Help Center by calling