, the Office may specify conditions for the securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable
calculation: The opinions of the Independent Financial Advisor on the connected transaction (For the purpose of translation only) 14 Item Amount (Unit : million Baht) Value of consideration received from the
basis for calculating fee, including method of payment of fee or other benefit for the investment advisory company; (9) procedure of filing complaint, name, address, telephone number of the person or
”) would like to provide information on the Company’s operating results for Quarter 1 ending 31 March 2017 duly reviewed by the auditor, as follows: (Unit: Million Baht) Q1/2017 Q1/2016 Increase (Decrease
(“The Company”) would like to provide information on the Company’s operating results for quarter 3 ending 30 September 2017 duly reviewed by the auditor, as follows: (Unit: Million Baht) Q3/2017 Q3/2016
million baht from the previous year. 1.3 In addition to the other incomes in 1.2 there are also the following incomes : Unit : Million baht 2017 2016 Interest income 1.99 2.53 Dividend received 97.68 111.39
หลักทรัพย์กับบริษัทหลักทรัพย์อื่น 19/09/2544 7. หนังสือเวียน ที่ ธ.(ว) 25/2544 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับความเป็นอิสระของหน่วยงานกำกับดูแลการปฏิบัติงาน (Compliance Unit) 03/07/2544 8. หนังสือ
increase 17.64 million baht from the previous year. 1.3 In addition to the other incomes in 1.2 there are also the following incomes : Unit : Million baht 2018 2017 Interest income 2.42 2.07 Dividend
warrants, derivatives warrants, depository receipts on Thai securities and unit trusts of real estate investment trust” Clause 2. The following provision shall be added as (4) of Clause 3 of the Notification