business. Clause 4. A securities company under Clause 3 shall be given an exemption from appointing an independent director upon compliance with the following rules: (1) Being able to demonstrate that it has
funds; (b) fund manager who performs duty of making investment decision or divesting of other assets other than infrastructure asset; (2) approval and performance of duty of personnel appointed under (1
qualifications and other prohibited characteristics of the derivatives business’s executives ; (5) Being able to show that person who is major shareholder does not have any prohibited characteristics under the
derivatives business and in accordance with details on the most recent shareholding structure shown to the Office: (a) The licensee being granted a waiver on the derivatives business license fee under Clause 16
-trading between mutual funds under the same management company, the transaction shall have the following characteristics: (a) being a transaction which is appropriate to investment policy and necessity of
cases where such transaction is cross-trading between mutual funds under the same management company, the transaction shall have the following characteristics: (a) being a transaction which is appropriate
requires proper license under the Digital Asset Business Law: (1) having a digital platform displayed, in whole or in part, in the Thai language; (2) having a digital platform registered by using a
emphasis on security. Under the SEC’s regulations, DA business operators must take into account risks of fraud and cyber theft, and are prohibited from providing services related to digital assets through