decisions accurately; (b) protection of the service user’s confidentiality; (c) handling of the service user’s complaints; (d) sufficient management of information technology risk and cyber risk by giving an
the service user’s confidentiality; (c) handling of the service user’s complaints; (d) sufficient management of information technology risk and cyber risk by giving an importance to information
2020, has increased 418.85 Million Baht or 30.96 percent when compared to the same quarter of 2019. Previously, there are delayed in handling over the construction site, project owner’s overlapping work
training at reasonably regular time intervals. The subject matter covered by the training should be relevant of interest and governing the holding and transacting in trading instruments, and the for handling
handling expenses of Baht 0.59 million, increase in expenses from product claims of Baht 0.40 million, increase in other expenses of Baht 1.30 million, but there were decrease in depreciation and
Securities and Exchange Commission concerning Maintaining Net Capital. 5 (2) having a system for handling client’s complaints and dispute resolution efficiently, for instance the compliance according to the
Derivatives Broker; and (2) The Notification of Securities and Exchange Commission concerning Maintaining Net Capital. 5 (2) having a system for handling client’s complaints and dispute resolution efficiently
of raised capital could be summed up to shareholders’ equity. (2) having a system for handling client’s complaints and dispute resolution efficiently, for instance the compliance according to the
shall handle investor complaints arising from the performance of the representative or its staff in a similar manner to handling of complaints arising from the performance of the management company itself