through his client's account in large trading volume for over three months. {B}'s actions were deemed interfering with client's assets. In case of {C}, the SEC received a complaint lodged by a client of a
caused the TIGER stock price to be inconsistent with normal market conditions with the price rising from 3.50 baht/stock to 4.50 baht/stock and the average daily trading volume increasing from
price to be inconsistent with normal market conditions with the price rising from 3.50 baht/stock to 4.50 baht/stock and the average daily trading volume increasing from approximately 5.11 million stocks
securities, in fact almost every day, resulting in a high trading volume. {C} admitted that the client permitted him to make trading decision without the client's confirmation or with post-trading confirmation
Baht 725 million, an increase of 9% from 9M2017, mainly due to an increase in the SET average daily trading volume. 1.2 Fees and Service income The Company’s fees and service income in 9M2018 was Baht
the big lot board or the foreign board. The scheme involved more than 600 transactions for trading volume over 3 billion baht. Numkrit and the conspirators gained profit of approximately 37 million
derivatives business of Baht 233 million. The decrease in brokerage fee income was from securities business due to a decrease in SET average daily trading volume of retail investors. 1.2 Fees and Service income
securities business of Baht 706 million, Brokerage fees from derivatives business of Baht 211 million. The decrease in Brokerage fee income was mainly due to a decrease in average daily trading volume of the
decrease of 43 percent compared to the first quarter of the previous year, mainly from a decrease in SET and TFEX average daily trading volume. 1.2 Fee and Service income The Company’s fee and service income
in brokerage fee, fee and service income and other revenue on lower market trading volume and fluctuated market condition, Krungthai ZMICO was able to strategically control cost and improve operational