on 29 June 2020, which aims to provide investors in the Greater Bay Area (“GBA”) – consisting of Guangdong, Hong Kong, and Macau – a mutual access to investment products available within the GBA via

สารสนเทศ (Asset Management) 5 (5) การควบคุมการเข้าถึงข้อมูลและระบบสารสนเทศ (Access Control) (6) การควบคุมการเข้ารหัสข้อมูล (Cryptographic Control) (7) การสร้างความมั่นคงปลอดภัยด้านกายภาพและสภาพแวดล้อม

, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management

securities company shall have a code of conduct in writing, to be approved by the Board or Committee of the securities company, on the following issues: (1) the effective system of internal control and system

or Committee of the securities company, on the following issues: (1) the effective system of internal control and system to prevent conflict of interest; (2) risk management system to prevent damage

>      O  ต้องแบ่งแยกบุคลากรที่ปฏิบัติหน้าที่ในส่วนการพัฒนาระบบงาน (developer) ออกจากบุคลากรที่ทำหน้าที่บริหารระบบ (system administrator) ซึ่ง

1 Operation Control Clause 4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and

4. Securities company shall have an effective internal control system, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in

or need of such person; “Office” means The Office of the Securities and Exchange Commission. Chapter 1 Operation Control Clause 4. Securities company shall have an effective internal control system

both total transaction amount and the number of kiosks, covering all area nationwide. The Company’s key strategy focuses on managing the kiosk location and adding new services to the system including the