suspended, and it has not yet surpassed the three-year interval time after either the person completed the term of imprisonment or the suspension of sentence period was over: (a) The offences under the second
payment of interest at the rate of 3.0 percent per year and a suspension of the payment of the remaining interest for one year and six months, starting from the date of the Bondholders’ Meeting No. 2/2024
the account for the wrong purpose in contrary to the terms of service, and take action on the client who fails to comply with the terms of service, which shall include temporary suspension or
suspension.
ของเงินสดหรือหลักทรัพย์ระยะสั้น (Cash Company)ขณะที่การขึ้นเครื่องหมาย H (Trading Halt) และเครื่องหมาย SP (Trading Suspension) เป็นการสั่งพักการซื้อขาย เมื่อมีเหตุการณ์กระทบต่อการตัดสินใจของผู้ลงทุน
capital market personnel for a period of three months and 22 days. In this regard, Asia Wealth has already suspended her from work for six months. As a result, the SEC's suspension is deemed to have been
approved securities investment consultant for a year and 2 months. Having considered that Acting Sub-lieutenant Saroj had already been suspended by his employer for 3 months, the suspension imposed by the
for 2 months. Taking into account that {A} had already been suspended by her employer for one month; the suspension imposed by the SEC shall remain for additional one month, effective from September 15
specified in the Notification of the Capital Market Supervisory Board*. The SEC has therefore ordered the 18-month suspension on {A}'s capital market investment consultant approval, effective from 21 October
Bangkok, December 23, 2013 - The SEC suspended three financial advisor supervisors, namely {A}, then an employee of {X1} Co., Ltd., {B} of {X1} Co, Ltd., and {C} of {X2} Plc. The suspension resulted