to comply therewith in all respects. In this regard, I would be pleased to provide additional information upon the SEC Office’s request for the benefit of the application consideration and the

-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test and IT audit, and disclosure of key information to customers

businesses. Bond issuance could support businesses to have better capital structure and also benefit the economy of the country in term of fund sourcing and allocation. Nonetheless, most of the companies

2012 cooperative framework between SEC and CSSF in the exchange of information on fund management companies and mutual funds. Furthermore, CSSF has been pleased to support Thai funds’ unit

transparent and fair management in line with international standard good governance guidelines, we are building trust and confidence of in all parties involved, including stakeholders and market participants

SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods

supporting the drive towards capital market sustainability in a tangible manner. We are very pleased to support AIMC’s Three-Year Sustainable Roadmap and Thailand ESG Data Framework in line with the SEC

criteria took into account various aspects, including AI Governance Structure, AI Strategy, AI Ethics Policy, AI Lifecycle Management, Stakeholder Engagement, and AI Capability Building within the

The workshop focused on the ‘Governance Pillar’ of the ICAPs Expectations Ladder, which provides investors with a framework for integrating climate-related considerations into governance structures

Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance