due diligence checklist before investing in complex financial products to promote business standard and competitiveness. SEC Secretary-General Vorapol Socatiyanurak said that the SEC approved the AIMC?s
Section 7 Securities and Exchange Act B.E. 2535 Section 7. The Minister of Finance shall be in charge of the enforcement of this Act and shall have the power to issue ministerial regulations and
ของตราสารหนี้ (issue rating) ไม่ต่ำกว่าระดับที่สามารถลงทุนได้ (investment grade) จากสถาบันจัดอันดับความน่าเชื่อถือที่จัดตั้งขึ้นตามกฎหมายต่างประเทศ (international credit rating agency : inter CRA) และ
writing with an approval from the company’s board of directors and shall contain at least the following details: (a) system for the calculation of capital adequacy according to standard required by the
adequacy according to standard required by the Office, or any other higher standards approved by the Office; (b) the limit of derivatives position (position limit) held by the company at any time considering
TRANSLATION) (a) system for the calculation of capital adequacy according to standard required by the Office, or any other higher standards approved by the Office; (b) the limit of derivatives position
investment according to their investment objectives, the Office, upon the approval from the SEC, shall have the authority to issue notification determining types or details of such a mutual fund for which the
investors to clearly understand the selection of appropriate tools for investment according to their investment objectives, the Office, upon the approval from the SEC, shall have the authority to issue
for investment according to their investment objectives, the Office, upon the approval from the SEC, shall have the authority to issue notification determining types or details of such a mutual fund for