and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory
as member of committees managing the affairs relating to the business of trustees, securities companies, commercial banks or financial institutions established under specific law, such as, a risk
selecting transition activities, as well as investor expectations for promoting transitions. Additionally, the event presented case studies of Thai companies with experience in developing transition plans
conduct. 2 The company should specify anti-corruption measures suitable to the risk profile of the company. 2. The board of directors demonstrates independence from the management and exercises oversight of
companies are instructed to comply with the Guidelines for Prevention and Control of the Novel Coronavirus Disease 2019 (COVID-19) in Case of Holding Meetings, Seminars or Other Activities of Similar Nature
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Bangkok, March 12, 2012 ? SEC Secretary-General Vorapol Socatiyanurak reveals that the SEC and Association of Investment Management Companies (AIMC) discussed the policy to develop asset management
. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September