behavior.On {A} case, her employer reported a complaint lodged by a client against {A}'s unauthorized trading of securities and derivatives. The SEC's further probe on the conversation records between the

platforms such as social media channels to deceive the public through various means. For example, false advertising to solicit investments in non-existent assets, deluding investors with exaggerated high

headlined: “SEC collaborates with government agencies to restrict access to unlicensed digital asset service platforms,” released on 19 April 2024: https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10744

investments associated with securities, as well as the management of individuals' investments to seek benefits from securities. These activities were carried out through social media platforms, i.e

to invest via Line application or any other social media platforms to be cautious and make investments only with properly licensed intermediaries. Investors can check the list of licensed or registered

, officer or employee of that exchange or center;            (6)  extends scope of prohibitions against unfair practices to cover trading of securities in all trading platforms or venues. The consultant paper

and reliable details of business plans, products, platforms or working team. The SEC therefore strongly urges the interested public to become fully aware of the related risks, and contact properly

).Moreover, SEC is considering allowing asset management companies to organize meetings via electronic platforms, provided that there is a proper control system to ensure IT security for online meetings

invest in some claim-to-be digital tokens which is in fact another form of Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy

-money laundering legislations (5) record keeping and retention of records in relation to know-your-client/ customer due diligence process and reporting of suspicious transactions. The policy mentioned in