Province and welcomed 204 participants, primarily elderly residents from nearby areas interested in learning about self-protection against online fraud. The SEC’s exhibition booth offered various
The Securities and Exchange Commission (SEC) organized a financial and investment knowledge-sharing event for staff of the Department of Learning Promotion, Ministry of Education, under the topic
more conveniently on a regular basis using technology-based tools such as e-learning,” added Ms. Ruenvadee. _______________________
ทะเบียนได้ที่ www.sec.or.th/e-learning (หรือสแกน QR Code ตามด้านล่าง) หรือสอบถามรายละเอียดเพิ่มเติมได้ที่ esg-sec@sec.or.th
suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.
borrowers, and remained vigilant on risks. Meanwhile, we mainly targeted borrowers with good track records or existing low-risk customers, while giving greater weight to digital lending. 2.2 Market Risk
investor contact for one month, starting from August 10, 2011 and reprimands {B} and {C} on their actions and records their misconducts for reference in case they do not comply with the standards of conduct
2007 to August 2010, she had traded securities through the client's account as she realized that the client did not check his trading records. In case of losses or making payment for purchase, she will
Kacha Buacharoon, a securities investment consultant of Phillip Securities, for failure to keep complete records of clients? securities trading orders.Following the investigation report of Phillip
POWER-P to pay 45 million baht higher than actual value as deposit for shares purchase of another company. In addition, he permitted false records or no record of important information in the company?s