perform duties or provide services with loyalty by committing wrongdoing against investor assets. Both cases constitute prohibited characteristics for personnel in the capital market business under the
written by such board of directors. In case of any material amendment, change or modification to such policy and plan, intermediaries shall comply with the requirement set out in the first paragraph (1) or
: “Derivatives broker” means a juristic person licensed to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact
to undertake derivatives business in the category of derivatives broker. “Service Provider” means service provider who provide derivatives investor contact service or back office service; “Securities
broker shall set up an implementation plan or measures in the case where derivatives broker or service provider terminates contract or the service provider can no longer provide service for derivatives
who provide back office service for securities company; “Back office” means operation, accounting and finance, information technology concerning to client information, internal audit, compliance or
the securities brokerage, securities dealing, securities underwriting, securities borrowing and lending or securities finance business; “Service provider” means a person who provide back office service
December 3, 2018 has a resolution to provide financial assistance to Thai Japan Laboratories Co., Ltd. which is the related company by giving long-term loans amount 25,000,000 baht ( Twenty Five Million Baht
and contribute positively to the SDGs. Through various practical examples, the Guidebook and the Standards provide the framework to support organizations make better decisions on various sustainability