considered that an applicant has correctly and completely qualified with criteria as prescribed under Clause 3 and Clause 4, the SEC Office shall make the proposal to the Securities and Exchange Commission for
proposal to the Securities and Exchange Commission for permitting license within ninety days from the date on which the SEC Office has received complete application and documentation. In this regard, the
In case the SEC Office has considered that an applicant has correctly and completely qualified with criteria as prescribed under Clause 3 and Clause 4, the SEC Office shall make the proposal to the
In case the SEC Office has considered that an applicant has correctly and completely qualified with criteria as prescribed under Clause 3 and Clause 4, the SEC Office shall make the proposal to the
fund supervisors No. Nor Jor. ( Wor) 6/2564 Re: Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the
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Capital Fund Management Derivatives Fund Manager Business Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors Securities Brokerage Securities Dealer Securities Underwriter
Capital Fund Management Derivatives Fund Manager Business Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors Securities Brokerage Securities Dealer Securities Underwriter