May 2025, attracting over 500 participants from across the securities industry. In the picture: · Tim Chan, CFA, Head of Sustainability Research, Asia Pacific, Morgan Stanley
The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital
. Dr. Kiratipong Naewmalee Senior Research Fellow, Thailand Development Research Institute 4. Mr. Thawatchai
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
a prompt and efficient manner. In the case of Stark, the SEC has continued its law enforcement according to its authority. In addition, the SEC cooperated and followed up with DSI and other relevant
gather related documents and information. If any directors or executives of IFEC, past and present, are found to have been involved in any wrongdoings, the SEC will take prompt and swift legal actions
select appropriate products for an investor and to monitor and rebalance the portfolio on a constant basis. The rules having been issued are to facilitate the prompt provision of the wealth advice
Sustainability Standards Board (ISSB Standards) โดยมี ศาสตราจารย์ ดร.พรอนงค์ บุษราตระกูล เลขาธิการ ก.ล.ต. กล่าวต้อนรับ และได้รับเกียรติจาก Mr. Satoru Yamadera, Advisor, Economic Research and Development Impact
the Market and Organizational Risk Department, the Strategy and International Affairs Department, and the Research and Data Department, effective from 1 January 2024. Having joined the SEC since 1997
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ CFA Institute Asia-Pacific Research Exchange (CFA Institute) และได้รับการสนับสนุนจาก CFA Society Thailand (CFA Thailand) จัดงาน