required to report violations or any significant abnormality to the person responsible for the information security incident management without delay; (3) put in place a disciplinary process to take action
related to the product. In essence, the public consultation is on the proposed qualifications of cryptocurrency investors and the proposed requirement for a knowledge test before services on digital
required to employ Value-at-Risk (VaR) approach in determining global exposure to better reflect market risk. Also, the funds must run stress test and back test along with disclosing information on VaR in
มาตรฐานการประกอบธุรกิจ”) ไดก้าํหนดขอ้ยกเวน้การประเมิน ความเหมาะสมในการลงทุนหรือการทาํธุรกรรมในผลิตภณัฑใ์นตลาดทุน (“suitability test”) สาํหรับการลงทุน หรือทาํธุรกรรมในกองทุนรวมตลาดเงินในประเทศ ซึ งอาจ
9 July 2025 to ensure thorough audit process before submitting the report. Nevertheless, the SEC instructs SAM to expedite the audit reporting process in accordance with the specified timeframe
audit process before submitting the report to the SEC. Nevertheless, conducting a special audit is an important matter that may affect the rights and benefits of securities holders or the investment
undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses. The
undertaking digital asset businesses wherein experts from CMKL University gave advice on how to improve the process for considering applications and granting digital asset business licenses. The licensing
attorney for filing a lawsuit to a civil court currently under the state attorney processcurrently under the state attorney process SEC Act (the fifth amendment) Section 244/3 (1) (2) in