insurance means The Life insurance Act B.E. 2535 (1992). 4 (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is not limited to debt securities or the units; (c
derived from a variety of products, including, derivative warrants (DWs), over-the-counter (OTC) derivatives, investments in debt and equity securities for the Company’s own account, bond dealing, private
securities business in the following categories: (1) mutual fund management; (2) private fund management; or (3) brokerage, dealing or underwriting, excluding brokerage, dealing or underwriting limited to debt
- 3.5.3 การควบคุมดูแลการลงทุนเพ่ือเป็นทรัพย์สินของพนักงาน (staff dealing) : ข้อสังเกตของผู้ประกอบธุรกิจ ความเห็นของส านักงาน 1) เสนอให้เอา “กรรมการ” ออกจากนิยาม “พนกังาน” (ขอ้ 19 ของ สธ. 14/2558) ในการก า
TRANSLATION) 2 “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management operation, or services of brokerage, dealing or underwriting of
promotion of investment units, services or fund management operation, or services of brokerage, dealing or underwriting of investment units by way of text, graphic, voice or any other signs or symbols, which
operation, or services of brokerage, dealing or underwriting of investment units by way of text, graphic, voice or any other signs or symbols, which enables the public to understand the meanings, through any
) “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management operation, or services of brokerage, dealing or underwriting of investment units by
management of property funds. “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management operation, or services of brokerage, dealing or