20.79% from the same period of last year as a result of drop in gain from sales of investment and decreased interest income from Xayaburi Power Company Limited due to partial loan repayment and dropped

. The details of the rental areas for each company are as follows; Entity Floor Rental spaces (sq.m.) The Company 35,36 (Unit B3601), 37 and 39 (partial) 2,587.63 Oishi Trading Company Limited (“Oishi

refund requests: If a buyer claims to have overpaid and asks for a partial refund, carefully check the amount that entered your account. Be wary of the buyer canceling the original payment after you

| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of

& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities

) | - |- Dealer of capital market product denominated in foreign currency | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of

concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records practice, and the questionable transactions of land sales and purchases. The company was also

records. In addition, he informed http://market.sec.or.th/public/idisc/en/Enforce < < Previous First ... 15 16 17 18 Next

%20Institutional%20Investor%20Responsibilities_2013.pdf Custodians Custodians are responsible for the safekeeping and maintaining of records of the collective investment vehicle’s assets, be these in electronic or

related receipt and payment transactions, and the accounting records practice. The company was also required to examine the issue raised by the auditor whether the questionable transactions of land sales