audit firm; (2) To relax the requirement on the number and nature of business whose financial statements must be given an opinion and affixed with the auditor’s signature, as well as to adjust the
to open up new business opportunities for asset management companies to expand investor bases and enrich the types of financial products offered to investors in both markets. In addition, this joint
, the shareholding structure of any group of investors and major shareholders, business operation, fundraising objective, and risk factors. This is to ensure that investors would receive material and
At the beginning of 2017, SEC held a public consultation on the proposed principal for revising information of the schemes and obligations of property funds and infrastructure funds. The business
investment grade ratings bonds and (2) investment units of a mutual fund, which trades on every business day and does not have any restriction on transfer and pledge. In addition, such securities will be
debentures and share warrants, to be in line with those governing other securities. The objective of this revision is to facilitate fundraising of business operators while protection of shareholders? rights
in part of disclosure of financial condition and operational result, corporate governance and business takeover will be relaxed. Such foreign company will, however, be required to comply with foreign
Inclusion, (9) Data Centres, (10) Information Security, (11) Service Innovation, (12) Information Management, (13) Green Government, (14) Business Process, (15) Government Transformation of the Year, and (16
regulator also discussed with Association of Investment Management Companies (AIMC) and Sasin Graduate Institute of Business Administration of Chulalongkorn University (Sasin) on the review on AIMC guideline
Bangkok, September 25, 2014 - The SEC organized ?3rd SEC Working Papers Forum?, jointly with the Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University