SEC Thailand has organized an online training session on the topic, “The Supervision on Infrastructure Fund” to share knowledge related to supervision on infrastructure funds in Thailand with capital
Bangkok, 25 October 2017 ? The SEC in cooperation with securities companies, asset management companies and the Stock Exchange of Thailand Group exercised a joint cyber drill to raise the industry's
-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation
suitability test as well as videos, to create joyful learning experiences. In the future, a variety of activities will be organized including contemporary exhibition on new development in the capital market.
bonds, sukuk and Basel III subordinated bonds. The new factsheet form contains more comprehensive details, organized by topic, including the issuer?s type of business, a summary of financial position, a
-General The Office of the Securities and Exchange Commission (SEC Office) We, [Name of the juristic person or non-juristic group of persons in Thai and English], having an office at
below the manager, all persons holding positions equivalent to the fourth highest person on the management level, including persons holding a manager position in the accounting or finance department or
) We, [Name of the juristic person or non-juristic group of persons in Thai and English], …………………………………………………………………………………………………………………………………….………………..……… having an office at
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
An unspecified person Destruction of the seals the competent officers made on the seized assets in connection with "Antella Investment". SEC Act S.304 Criminal Complaint Filed with an