: Clause 1. The following Notifications shall be repealed: (1) Notification of the Securities and Exchange Commission Re: Requirements relating to Accounting of Securities Company dated 18 May 1992; (2

secure, effective and efficient IT practices and IT usage in businesses. The update would also include requirements related to the information security audits and the qualifications of the auditor who must

objective and providing up-to-date information sufficient for risk analysis. The reporting requirements on those unused for supervising purpose will be eliminated while frequency of report submission will be

orders or perform the duties required to ensure compliance with the specified requirements, resulting in THL’s delayed submission of the annual financial statements SEC Act S.300 in conjunction with 56

Company and the Requirements of Capital Adequacy Maintenance for Mutual Fund Management Company ; (c) In case of intermediary other than those specified in sub clause (a) and (b), the shareholders’ equity

Re: Operating System Relating to the Undertaking of Fund Management Business

percent and 17.01 percent, respectively, comfortably above the Bank of Thailand’s minimum capital requirements. V3 27/02/63 8 Operating Income and Expenses of the Bank and its Subsidiaries Million Baht

offering with SEC. After the offer for sale of insurance capital bond, the issuer is also required to disclose financial information related to capital adequacy requirements to investors regularly.In

 Bangkok, September 18, 2014 ? The SEC imposed additional requirements on new principle valuers for transactions in capital market that they must pass examination and be interviewed by the SEC. The

The Securities and Exchange Commission (SEC) proposes to introduce regulatory requirements to support the issuance and offering of Transition Bonds and Thailand Amber Bonds, providing issuers with