person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of the Act. The SEC
asset business without obtaining a license. The Court, therefore, sentenced the defendant to imprisonment for a term of 2 years and a fine of 200,000 Baht. Given that the Defendant pleaded guilty, which
excavation process to the reservoir and the construction of the water supply system including water pipeline installation. The project expected to operate in quarter 3 year 2018 and in process of obtaining
conversions seemed to set investment framework for {E} to make trading decision and then inform the client afterward. This could be considered as misconduct for obtaining authorization to make derivatives
incurred from registration of land transfer by split equally. Maintenance fee 15 years, the total value of 11,404,800 Baht 1.4 Total Value of transactions and Criteria on Pricing The total cost for land and
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), submitted orders for clients to trade shares of Unique Engineering and Construction PCL., (UNIQ) in a manner that inflated the share prices. The order were split into a number of orders despite it could be
Offer for Sale of All Types of Debt Securities, and in cases where the sukuk issuer is a juristic person separate from the originator, the term “debt securities issuer” under such Notification shall
Transaction and the Related parties Date of the Transaction - After obtaining the approval from the Board of Directors Meeting No. 7/2017 held on 30 November 2017 at 13.30 hrs. The Related Parties - Vinythai
. Notification of the Securities and Exchange Commission KorKhor. 26/2547 Application Form for Obtaining a License to Undertake Securities Businesses in the Category of Brokerage, Dealing and Underwriting of