Notification of the Securities and Exchange Commission No. KorJor. 3/2557 Re: Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of
TRANSLATED VERSION As of August 20, 2014 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
RC 33/18 16 May 2018 Subject: Notification of the Disposition of Investment Units of Jasmine Broadband Internet Infrastructure Fund To: President of the Stock Exchange of Thailand Jasmine Internat
-Translation- No. ECF2 039/2019 18 October 2019 Subject: Notification of the Postponement of the Extraordinary General Meeting of Shareholders No.1/2019 and the change of record date for shareholders
.pdf Notification of Capital Market Supervisory Board TorThor. 12/2555 Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2) http://capital.sec.or.th/webapp/nrs
the same day. Saowarat’s misconduct according to (1) is deemed failure to perform duties or provide services with loyalty by misappropriating client assets, and according to (2) is deemed acting
investment consultants above was deemed failure to perform duties with responsibility and deliberation as a professional in accordance with the Notification of the Capital Market Supervisory Board.* SEC has
close friend to trade securities for himself. The amount of money withdrawn from his own account was the same amount deposited as collateral for the client's trading account. The client later withdrew the
. The SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of