) Documents for the Application for a License to Undertake Securities Business in the Category of Mutual Fund Management Report/Form (Notification of Securities and Exchange Commission) Certified Statement
Commission 46/2545 (Synopsis) 19/12/2002 01/01/2003 7. Notification of the Office of the Securities and Exchange Commission SorThor/Nor. 26/2549 Re: Forms of Financial Statement of a Securities Company
Securities Issuer (No. 5), dated 30 April 2024: https://publish.sec.or.th/nrs/10203s.pdf (5) Notification of the Capital Market Supervisory Board No. Tor Jor. 16/2567 Re: Filing of the Registration Statement
as of 25 July 2006) (Synopsis) 10. Report/Form (Notification of Securities and Exchange Commission) Form 104-2/OrPor 24-2 Certified Statement Form on Profile of the Applicant to be an Executive of
for Registeration of Person Qualified to be a Mutual Fund Supervisors 8. Report/Form (Notification of Securities and Exchange Commission) Certified Statement Form Relating to Acting in Compliance with
Executive of Derivatives Business Operator (as of 1 November 2005) 11. Report/Form (Notification of Securities and Exchange Commission) Form OrPor 24-2 Certified Statement Form for an Approval of
Certified Statement Form for an Approval of Appointment of Person as the Executive of Derivatives Business Operator (as of 1 November 2005) 12. Report/Form (Notification of Securities and Exchange
regulations: Clause 1. Provision in Clause 25/1 of the Notification of the Office of the Securities and Exchange Commission No. SorBor. 28/2547 Re: Determination of Fees for Filing of Registration Statement