) for the year 2024 through the transmission system of the Stock Exchange of Thailand within the period specified in the notification. This case is in the process of inquiry by the inquiry official
statements for the year 2024 and (3) the annual registration statement /the annual report (Form 56-1 One report) for the year 2024 through the transmission system of the Stock Exchange of Thailand within the
liable for WMA’s failure to prepare and submit (1) the financial statement for the year 2023 and (2) the key financial ratio for the year 2023 through the transmission system of the SEC Office within the
KKC’s failure to prepare and submit the annual registration statement for the year/the annual report for the year 2023 (Form 56-1 One Report) through the transmission system of the Stock Exchange of
prepare and submit the annual registration statement for the year/the annual report for the year 2024 (Form 56-1 One Report) through the transmission system of the Stock Exchange of Thailand as prescribed
liable for UOB’s failure to prepare and submit the report on the sale results of structured notes offered to Institutional or High Net Worth investors (II&HNW) through the transmission system of the
existence, and that the material facts which should be disclosed have not been concealed. The language used for the initial submission of information or documentation to the SEC Office under this Notification
facsimile transmission, electronic mail or any other means according to the recipient’s intention. In this regard, record of notification shall be made and written notification shall be sent to the recipient
, having obtained sufficient and appropriate audit evidence, concludes that misstatements, individually or in the aggregate, are material, but not pervasive to the financial statements ; from ( 2.1.1
://market.sec.or.th/public/idisc/en/Enforce Criminal Complaint Filed with an Inquiry Official Dated 17/04/2018 entries or failed to enter any material statement in the documents of POLAR. In addition, they attempt to