management companies through actionable climate action plans, focusing on the governance aspect in line with the Investor Climate Action Plans (ICAPs). Developing climate action plans provides asset
, such as money deposit & withdrawal, money transfer or bill payment; (3) have nationwide networks/branches to reach out investors; (4) have clear and long-term business plan to provide selling agent
specified in the fund scheme. Moreover, they did not analyze the costs and benefits of each proposal before making a decision to revise the T.U. Dome construction plan, nor did they select construction
May 12, 2020 has resolved to approve the Company’s subsidiary, Cal- Comp Precision Holding Co., Ltd.’s (“CCPT-KY”) initial public offering plan (the “IPO Plan”) to be listed in the Taiwan Stock Exchange
increase engagement and representation of a broader range of market participants such as investment management companies, listed firms, institutions or associations whose main focuses are investor education
better understanding of climate risks so that they can combine their knowledge and relevant available information to enhance their capability to deal with climate change; (2) to make asset management
, derivatives business operators and asset management companies: Due to the trading suspension on the Stock Exchange and the Derivatives Exchange, potentially causing securities companies, derivatives business
board to be in charge of the implementation of the business continuity management policy. In case of any material amendment, change or modification to the business continuity plan, the securities company
Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies By virtue of: (1
. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorThor/Nor/Dor/Khor. 11/2551 Re: Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity