supervisor within seven business days from the date the unit value is found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office
projects of the Regulatory Guillotine scheme is scheduled to complete within the period of 2020-2021. The examples of pilot projects are as follows:1. Project to develop paperless processes for submission to
market knowledge. The third edition offers privileges not less than its predecessors but the application must be filed within May 31, 2014. SEC Secretary-General Vorapol Socatiyanurak said the SEC in
, ThaiBMA offered registration fee discount to those businesses issuing bonds within this year.Vorapol Socatiyanurak, SEC Secretary-General, said that the SEC in collaboration with ThaiBMA launched a project
licensed to undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities
undertake securities business in the category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without
category of securities finance business, mutual fund management, securities brokerage, investment advisory service, securities dealing or securities underwriting without limitation to only debt securities
project within June 30, 2012. For information on the criteria and how to join the project, please visit www.sec.or.th/ipop? or call 0-2263-6000 press 2, said SEC Secretary-General Vorapol Socatiyanurak
funds are designed in direct response to investors? behaviors such as unit link insurance and trigger fund, which is preset to dissolve upon reaching the target return within a pre-scheduled timeframe
shall be within one year from the effective date of Form 69 – CIS full. 2) Form 69 – CIS annually update The Hong Kong Covered Management Company who wishes to offer for sale of a Hong Kong Covered Fund