draft prospectus and approval from the SEC. In addition, such offering must be made through the SEC-recognized ICO portals. This public hearing covers key issues in this matter, e.g., approval rules
prior approval from the SEC Office, the SEC Office hereby specifies the rules related to approval for outsourcing function related to business operation to a third party as follows: Clause 1 In this
. SEC.Khor.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the
.(Wor) 26/2550 Re: Clarification on Guidelines for the Renewal of Approval for Investor Contact Reference is made to the Office’s guidelines for the renewal of approval for investor contact (the “Contacts
/2553 Re: Approval of Auditors in the Capital Market Whereas Section 61, Section 89, Section 106, Section 199 and Section 217 of the Securities and Exchange Act B.E. 2535 (1992), and Section 140 of the
File Description 1 Approval of securities licenses, derivatives licenses trustee license and digital asset license Quarter 4/2024 2 Activation of securities business, derivatives business trustee
business sectors. In so doing, the SEC cooperates and discuss with the Association of Investment Management Companies (AIMC) to amend the regulations for calculation and announcement of net asset value
Trading plans without being regarded as carrying out the securities business of private fund management or derivatives fund management, respectively. These rules have been in effect from 16 May 2019
act as a director, manager or person with power of management of derivatives business operator must be approved by the SEC Office, the SEC Office hereby issues a guideline on application for approval