Determination of Fees for Filing Registration Statement, Registration and Filing of Other Applications (No. 28)
Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 30)
Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 31)
Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 32)
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on proposed amendments to the regulations requiring audit firms to maintain a minimum number of
. The existing approval scheme, on the contrary, requires the issuer to seek approval and file full form of registration statement for every offer which could affect fundraising plan, costs and need of
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Filing of the Registration Statement for Securities Offering
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital