licensed to undertake securities business in the category of mutual fund management shall have the paid-up registered capital of not less than Baht 100 Million. Clause 2. This Notification shall come into
. 26/2545 Re: Determination of Paid-Up Registered Capital of Securities Companies Licensed to Undertake Securities Business in the Category of Mutual Fund Management _____________ By virtue of Section 14
provide the five-step wealth advisory service under the scope of their licensed business. Other interested business operators may submit an application for approval to SEC and SEC will consider their
licensed to operate securities businesses in the category of mutual fund management and investment advisory nor licensed to operate derivatives business, his actions were in violation of the Securities and
Miss Keswarang Sawatdipan Miss Keswarang Sawatdipan dishonestly deceived the investors by asserting false statements to make invetors believe that she was licensed to operate a derivatives business
Business for Licensed Derivatives Broker (Synopsis) 22/12/2004 16/01/2005 3. Notification of Capital Market Supervisory Board TorThor. 23/2553 Rules for Undertaking Derivatives Business for Licensed
Clause 8 of the Notification of the Securities and Exchange Commission No. KorThor. 65/2547 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker dated 22 December 2004 as amended
reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of