witness or expert witness; (4) requesting any person to submit relevant documents in such person’s possession; (5) conducting an on-site inspection. The alleged person shall cooperate with the authority in

from the Department of Legal Execution, the Anti-Money Laundering Office (AMLO), the Department of Special Investigation (DSI), and the Narcotics Control Board (NCB), etc. In the case where no wrongdoing

clearing house or a central securities depository, as the case may be; 4 “controlling power” means the power to control a business, as described in Section 89/1; “beneficial owner of shares” means any person

proceed with an investigation by the inquiry official, a prosecution of the public prosecutor, and an adjudication of the court of justice, respectively. In this regard, the SEC will monitor progresses in

Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have

purchase ordered. In addition, the Company still had scrap steel left and they may be considered misappropriate, fraud or stolen approximately THB 300 Million, which was under the investigation process of

According to a referral from the Stock Exchange of Thailand (SET) in 2022 and the SEC’s further investigation, evidence indicates that the 29 persons, namely: (1) Mrs. La-or Tangkaravakoon, (2) Mrs

According to a referral from the Stock Exchange of Thailand (SET) in 2021 and the SEC’s further investigation, evidence indicates that the 11 persons, namely: (1) Mr. Apimuk Bamrungwong, (2) Mr

The SEC’s investigation revealed that from the year 2022 to 31 March 2023 (the submission deadline of 56-1 One Report for the year 2022), ALL was involved in two legal disputes: (1) Two cases in the

investigation expenses, at the amounts of 7,801,494.66 baht, 1,105,225.66 baht and 24,266,517.16 baht, respectively. In addition, Apichart, Eng and Supanee would be prohibited from holding the positions of