practices and the supervision of artificial intelligence (AI) for financial service provider, as well as the management of emerging risks associated with new technologies, such as online scam and harm, and

most recently, the Growth and Emerging Market Steering Committee. The SEC has placed importance and played active roles in various IOSCO projects and implementing the IOSCO principles and standards.  The

The SEC’s instruction followed the latest developments within IFEC organization, namely the resolution of IFEC Extraordinary Shareholders’ Meeting No. 1/2561, appointing new directors to fill in the

decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

Gold Futures Co., Ltd. that {A} frequently failed to keep records of his clients' derivative trading orders. He also admitted taking such trading orders via mobile phone or customers' instruction in the

Al Zaabi from the Securities and Commodities Authority, United Arab Emirates.   Key developments at the GEMC meeting included the SEC participation in the proposed work on Fintech in emerging

Bangkok, December 24, 2010 ? Positive outlook lies ahead for emerging markets as capital inflows are expected to continue next year, but financial institutions and business sectors should adopt

Technology” at “Securities Commission Malaysia – WFE Dialogue,” organized by Securities Commission Malaysia. During the discussion, the Deputy Secretary-General shared insights on the adoption of emerging

The Securities and Exchange Commission (SEC) organized a training session for “New Generation Fund Managers with Environmental Awareness, Class 1” aimed at fostering the role of emerging fund

against scams that exploit emerging technologies, fostering long-term financial security. The initiative aims to foster long-term financial security and confidence in the digital era.