. Subsequently, during 27 September 2021 to 10 November 2021, Mr. Pongsak Lothongkam bought SVI’s shares by using such inside information prior to SVI’s disclosure of such inside information to the public on 10
MR. KOH LIAN KING During 3 November 2022 to 14 February 2022, MR. KOH LIAN KING colluded with MRS. TEO LEE NGO, who is legally presumed to have knowledge or possession of inside information about
possessed positive substantial inside informations about the TKN’s Q3/2022 performance which would be significantly increase and the second interim dividend payment (special round) for the TKN’s Q3/2022
Company Limited (TKN) knew or possessed positive substantial inside informations about the TKN’s Q3/2022 performance which would be significantly increase and the second interim dividend payment (special
According to a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, it was found that during the month of May 2018, Kitti knew or possessed the inside information
position as executive in charge of finance and management of STEC, knew or possessed the company’s inside information related to the provision for loss of construction projects, which could lead to
company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of inappropriate and illegal actions by its employees. The aforesaid defects of AEC
. Even though the relationship between clients and employees was found out, the company did not use such information for the benefit of supervision to prevent misuse of inside information or commission of
) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to
the investor prescribed in (1) and (2) “retail client” means client other than an institutional client; “inside information” means any information which substantial to the change of price of the